CFANY Call for Candidates
2018-10-18 18:00 - 20:00 (America/New_York) | CFA Society New York, 1540 Broadway, New York City, NY, 10036, United States
CFANY Call for CandidatesRegister to AttendCandidate Application FormsThis event is an informational session and forum, designed for CFA Society New York members who are seasoned and senior-industry professionals to get acquainted with the governance structure and election process at CFANY. You will meet the current leadership team, gain understanding about your direct involvement in the mission and vision of CFANY, and learn the ways in which it is achievable via direct representation on the elected Board of Directors as well as through various leadership programs.
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As the largest local membership society of the CFA Institute and a leading forum for the investment community, CFA Society New york is committed to promoting the highest professional standards in the investment industry. CFANY has excelled at its mission largely thanks to the stellar leadership and initiative of senior industry professionals who are dedicated to the core values that CFANY promulgates and upholds.
In addition, fairly recent corporate governance changes have created a catalytic environment for CFANY members to get involved and lend their own vision to that of the leading-edge developments at CFANY, and to elevate this organization to be the foremost of its kind for the investment community.
This program will provide:

An introduction the CFANY, the current leadership team, the most recent governance changes.
Information about the corporate governance structure, policies, and process, particularly as it relates to potential Board of Directors and Nominations Committee candidacy.
Informational session will be followed by a catered networking reception.

Register to AttendCandidate Application FormsLocation
CFANY Conference Center
1540 Broadway (45th St. Entrance)
Registration
Free
Available to Members Only
DISCLAIMER OF ENDORSEMENT
References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York.
CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer
The CFA Society New York, Inc. (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events.
The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you.
You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk.
There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

2nd Multiemployer Pension Conference
2018-10-25 17:30 - 21:00
Agenda
5:30 PM | CHECK-IN

5:58 PM | WELCOMING REMARKS
Thomas Brigandi, Inaugural Global Outstanding Young Leader, CFA Institute

6:00 PM | STATE OF THE UNIONS PANEL – PUTTING BENEFICIARIES FIRST
Moderator
Randy DeFrehn, CEO, DeFrehn and Associates
Panelists
Jeffery G. Stein, General Counsel, 1199SEIU Benefit and Pension Funds
Michael Joyce, Senior Vice President, Segal Marco Advisors
Jani K. Rachelson, Partner, Cohen, Weiss and Simon, LLP

7:00 PM | UNION PENSION INVESTMENT PANEL
Moderator
Christopher Brockmeyer, Director of Employee Benefit Funds, Broadway League
Speakers
Robert Ball, Chief Investment Officer, Joint Industry Board of the Electrical Industry
Marc Perrone, Chairman, UFCW National Pension Fund
Ryk Tierney, Executive Director, IAM National Benefit Fund

8:00 PM | CLOSING REMARKS AND RECEPTION
Joe Cavatoni, Managing Director, World Gold Council

9:00 PM | ADJOURNMENT
Thomas Brigandi, Inaugural Global Outstanding Young Leader, CFA Institute
REGISTRATION & FEESTO ATTEND
Members: $55 Nonmembers: $150
Asset Owners are eligible for complimentary admission.
Request InvitationAsset Owner SeriesOverview Multiemployer Pension plans, which are operated by groups of companies together with officials of a union that represents their workers, oversee roughly $500 billion in assets under management. Such plans are common in sectors like the building trades, where the workers move from job to job, taking their benefits with them. The trucking, retail and mining industries also have many multiemployer plans. ‎The Pension Benefit Guaranty Corporation estimates that about 10 million Americans are earning or receiving pensions from the roughly 1,400 multiemployer defined benefit pension plans in the US.‎ While the financial crisis greatly impacted the funded status of these plans, they have recovered significantly since 2009. ‎The conference will explore the perspectives of senior Multiemployer Pension investment professionals and how they are managing not only the volatile equity markets, but also the low interest rate environment. Speakers at this event are some of the most sophisticated multiemployer (union) CIOs, overseeing $48 billion in assets. Series Sponsors and PartnersFounding SponsorGold SponsorSilver SponsorPartnersNote
Moderators and panelists are always genuine asset owners or investment consultants. Sponsors may provide either:

Relevant high-level thought leading opening or closing keynote addresses
Brief opening or closing remarks

Who Should Attend
Asset owners, portfolio managers and research analysts employed at asset management firms, investment banks, hedge funds, mutual funds, and insurance companies, as well as pension plan sponsors; professionals working at potential participants on the issuance side, including corporations and private equity firms; and service providers such as attorneys, consultants, and rating agency personnel. Asset owners receive complimentary registration*
*In general, asset owners must be employed by a sovereign wealth fund, corporate pension fund, endowment, public employee pension fund, foundation, single family office with +$1 billion AUM, governmental treasury, insurance company investing division, state investment corporation, m‎ultilateral development bank‎ or other governmental fund. CFA Society New York has full discretion on who qualifies as an asset owner attendee.‎

Note
CFA Society New York reserves right to decline admission / refund registration costs. No walk-ins or press permitted.

Dress Code: No jeans allowed; jacket, slacks, and formal shoes required
This event is in-house and is not being broadcasted‎ nor recorded. No media will be present and speaker or attendee attribution, in any form, is a violation of CFA Society New York’s code of conduct. Seats are limited to investment professionals only, so if you would like to attend, please request an invitation. When requesting an invitation, you will be prompted to provide your name, title, company and email address.

4th Annual Thinking Beyond the Transition for Veterans
2018-11-01 18:00 - 21:00
4th Annual Thinking Beyond the Transition for VeteransThursday, Nov. 1, 2018 | 6:00 pm -9:00pmBecome a MemberVeterans RoundtableVeterans & Military PersonnelRegistration for veterans & military personnel is free by submitting the “COMPLIMENTARY ADMISSION” form, with proof, below.
Complimentary Admission×Complimentary Registration Request

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CloseNon-Veterans RegistrationMembers : $ 10 | Nonmembers: $ 20
Register to AttendLivestream RegistrationFree to Members | Not Available to Nonmembers
Veterans & Military Personnel: Complete our COMPLIMENTARY ADMISSION FORM to obtain free livestream access.
Register For LivestreamOverview
The November 1st event explores how veterans focused on financial fields can better take inventory of their strengths, preferences, and tolerances to make fulfilling choices that give them greater staying power in their Wall Street roles. When veterans feel they are making meaningful contributions, employers are much more likely to see the lasting benefits of veteran hiring. The evening features a keynote discussion by Greg Parsons, CEO of Semper Capital Management, L.P. with $3 Billion AUM. Greg served in the United States Marine Corps and is a supporter of various Veterans Service Organizations. Following the keynote, a panel will share examples of how they leveraged the skills learned while in military service to transition to lasting successful careers in finance. A Q&A session will follow, concluding with a networking reception.

Learning Outcome Statements:

Understand how to leverage background in military service to transition successfully
Focus on key highlights for selling differentiated skill set
Learn how to translate language from military to finance
Learn what key points to focus on in job search, resume conversion, and interview prep
Learn about CFANY and CFA Institute’s Career Guide: Veterans Edition

Agenda
5:45 : Registration

6:00: Networking

6:30: Opening Remarks & Introduction to Keynote Speaker

7:00: Veteran Transition Panel

8:00: Closing Remarks & Networking Reception

2nd Annual FinTech Symposium: A Look into the Future
2018-11-05 16:00 - 20:00
2nd Annual FinTech Symposium:A look into the Future
Monday, Nov. 5 | 4:00 – 8:00 PM
Followed by a Catered Networking Reception
Become a MemberFintech Leadership GroupREGISTRATION & FEESTO ATTEND
Members: $30
Nonmembers: $70
Register to AttendLIVESTREAM
Free Members Only
Register for LivestreamOverview Taking place in tandem with the CFA Institute’s Equity Research and Valuation Conference, innovators, investment practitioners, academics and other experts will present and discuss their research and ideas as we take a look into the future of the investment industry.
Learning Outcome Statements

Gain insight into advances and developments in equity research techniques, valuation and portfolio management
Understand areas of financial services where blockchain, data science, and digital platforms are having an impact now and in the future.
Discuss best practices in adopting and incorporating potential new developments into practice management.

Agenda
4:00 PM | REGISTRATION & NETWORKING

4:25 PM | OPENING REMARKS
Maria Weitzer, CFA, Director, Portfolio Management, TAG Associates LLC

4:30 PM | WELCOMING REMARKS
Carole K. Crawford, CFA, Founder and Managing Partner, fincap360, LLC

4:35 PM | KEYNOTE
Meltem Demirors, Chief Strategy Officer, CoinShares

5:20 PM | NETWORKING BREAK

5:30 PM | INNOVATORS & INCUMBENTS PANEL
Moderator
Mee Warren, CFA, CAIA

Panelists
Danielle Kuchinskas, CFA, Accenture Banking & Capital Markets Strategy
Alessia Falsarone, FSA, Managing Director, PineBridge Investments
Katya Chupryna, Chief Strategy Officer, Thinknum
Beatrice O’Carroll, Head of Institutional Sales, Circle

6:30 PM | INVESTORS PANEL
Moderator
Irina Tanenbaum, COO, HomeoLux

Panelists
Selena Singleton, Director, New York Life Ventures
Anna Garcia, CFA, Co-Founder and Partner, Runway Venture Partners
Kristy Gilbert, Investment Partner, Sightway Capital

7:30 PM | CLOSING REMARKS

7:35 PM | CATERED NETWORKING RECEPTION
Sponsor DISCLAIMER OF ENDORSEMENT References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York. CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer The CFA Society New York, Inc. (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you. You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk. There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition. Agenda
4:00 PM | REGISTRATION & NETWORKING

4:30 PM | OPENING REMARKS
Carole K. Crawford, CFA, Founder and Managing Partner, fincap360, LLC

4:35 PM | INNOVATORS & INCUMBENTS PANEL
Moderator
Mee Warren, CFA, CAIA

Panelists
Danielle Kuchinskas, CFA, Accenture Banking & Capital Markets Strategy
Alessia Falsarone, FSA, Managing Director, PineBridge Investments
Katya Chupryna, Chief Strategy Officer, Thinknum

5:30 PM | INVESTORS PANEL
Selena Singleton, Director, New York Life Ventures
Anna Garcia, CFA, Co-Founder and Partner, Runway Venture Partners

6:30 PM | KEYNOTE
Meltem Demirors, Chief Strategy Officer, CoinShares

7:30 PM | CLOSING REMARKS

7:35 PM | CATERED NETWORKING RECEPTION

Risky Business - Managing Risk Today for Tomorrow's Uncertainty
2018-11-06 17:30 - 20:00
Risky Business – Managing Risk Today for Tomorrow’s UncertaintyTuesday, Nov. 6 | 5:30 – 8:00 PM
Followed by a Catered Networking Reception
Business Management GroupPerformance and Risk Analytics Research GroupREGISTRATION & FEESTO ATTEND
Members: $30
Nonmembers: $70
Register to AttendCOMPLIMENTARY LIVESTREAM
Members Only
Register for LivestreamOverview This event will focus on the risk management frameworks for financial service s companies. There are multiple layers of risk, several regulatory bodies that define risk, and executives that have their own risk appetite. The purpose of the discussion is to explore how different firms of different sizes identify, measure, monitor, and control risk. This discussion will also highlight the importance of risk to investors and how to navigate investors view of risks versus their own.

Learning Outcomes

How/when to use risk appetite statements
Developing and managing the control environment
Key Risk Indicators – what they, how do you use them, and how do they differ from Key Performance Indicators
Development and importance of risk assessments
The role that company size and culture plays in the way a firm views risk

Features, Benefits, Values
This event will help members an dot hers gain insight into how different firms define risk and how they go about managing it as part of their day – to-day business. The audience should walk away with an under standing of how/when risk appetite statements are developed, examples of how control environments are managed, what/what kind of Key Risk Indicators are used to monitor risk, and the purpose/importance of risk assessments.Agenda
5:30 PM | REGISTRATION & NETWORKING

6:00 PM | OPENING REMARKS
Andrew Auslander, CFA, FRM, Chair of the GARP Committee

6:05 PM | PANEL DISCUSSION
Moderator
Joanna Horowitz, CFA, Senior Consultant, Alternative Investment advisory and Corporate Responsibility & Diversity Lead, Monticello Consulting
Speakers
John Robbins, CCO, ICE Data Services
Ken Tays, Governance Risk and Control Practice Leader, Broadridge Consulting
Dan Nikci, CPA, Principal, Applied Fund Solutions, LLC
John Holzwarth, CCO & Director, Perkins Fund Marketing

7:00 PM | CLOSING REMARKS
Alton Crooks, CFA, MBA, Chair of the Business Management Committee
DISCLAIMER OF ENDORSEMENT
References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York.
CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer
CFA Society New York (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. CFA Society New York specifically disclaims any such express or implied warranties. CFA Society New York and its affiliates, agents, and licensors will not be liable to you or anyone else for any loss or injury, caused in whole or in part by their negligence of contingencies beyond their control in procuring, compiling, reporting interpreting or delivering the information. In no event will CFA Society New York and its affiliates, agents, and licensors be liable to you or anyone else for any damages, including but not limited to consequential, special, indirect and incidental damages, even if advised of the possibility of such damages.
The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you.
You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk.
There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

China - A First World Economy?
2018-11-07 17:30 - 20:00
China – A First World Economy?Wednesday, Nov. 7 | 5:30 – 8:00 PM
Followed by a Catered Networking Reception
Become a MemberGlobal Investing GroupREGISTRATION & FEESTO ATTEND
Members: $30
Nonmembers: $70
Register to AttendCOMPLIMENTARY LIVESTREAM
Members Only
Register for LivestreamOverview Our panel will discuss the questions on China that are top-of-mind for investors around the world. China is perhaps the most important variable in global trade, economic growth, and the capital markets.
We will explore China’s aspirations to be a First World nation, its secular shift into higher-margin businesses, and to a consumer-led economy. We will posit and discuss scenarios for varying levels of China’s success, and ramifications for investors of all sizes and geographies.
Learning Outcomes

Where is China in the economic cycle, differentiating between Secular momentum and Cyclical factors?
How are they doing in their shift from Export-led economy to Consumer-driven economy?
Can they shift from low-margin to high-margin businesses?
Review and outlook for domestic debt.
Review and outlook for Trade Wars with US.
What are the unique characteristics of the Chinese onshore bond and equity markets?
What are the opportunities and challenges for onshore Chinese bond and equity market investors?
What are the ways of entering into the Chinese financial markets?
What is the level of sophistication of Chinese derivatives markets? How does it help or challenge hedging?
What to expect in the RMB FX market?

Agenda
5:30 PM | REGISTRATION

6:00 PM | WELCOMING REMARKS
David Allen, CFA, Co-Chair, Global Investing Group, CFA Society New York

6:05 PM | SPEAKERS’ PRESENTATIONS

6:45 PM | PANEL DISCUSSION
Moderator
Mary Wadsworth Darby, Chief Representative, CKGSB Americas
Speakers
Kevin Chen, Chief Economist, Horizon Financial
James M. Donald, CFA, Head of Emerging Markets, Lazard Asset Management
Jukka Pihlman, Global Head, Central Banks and Sovereign Funds, Standard Chartered Bank
Paul Wolansky, Chairman, The Cathay Capital Group

7:45 PM | Q & A

8:00 PM | CLOSING REMARKS
Martin Pomp, CFA, Global Investing Group, CFA Society New York
DISCLAIMER OF ENDORSEMENT
References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York.
CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer
CFA Society New York (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. CFA Society New York specifically disclaims any such express or implied warranties. CFA Society New York and its affiliates, agents, and licensors will not be liable to you or anyone else for any loss or injury, caused in whole or in part by their negligence of contingencies beyond their control in procuring, compiling, reporting interpreting or delivering the information. In no event will CFA Society New York and its affiliates, agents, and licensors be liable to you or anyone else for any damages, including but not limited to consequential, special, indirect and incidental damages, even if advised of the possibility of such damages.
The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you.
You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk.
There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

Is Financial Reporting Better or Worse Than Ever
2018-11-28 18:00 - 20:00
Is Financial Reporting Better or Worse than EverWednesday, November 28 | 6:00 – 8:00 PM
Followed by a Catered Networking Reception
REGISTRATION & FEESTO ATTEND
Members: $30 Nonmembers: $70
Register to AttendLIVESTREAM
FREE | Members Only
Register for LivestreamFinancial Reporting and Analysis GroupBecome a MemberOverview

Jack Ciesielski published The Analyst’s Accounting Observer over 26 years and engaged frequently with both standard setters and analysts over that span. His observations on how accounting and financial reporting have changed over the years should give you fresh ideas on how to assess the companies that you analyze. The program will discuss improvements in financial reporting over the year, and the problems that still need to be addressed. Mr. Ciesielski has served on many financial reporting committees including for FASB and the CFA Institute.
Learning Outcomes

Why financial reporting is better than it was 30 years ago
Where accounting still needs to improve
Areas on which investors should focus

Agenda
5:30 pm | Registration

6:00 pm | Opening Statement

6:05 pm | Keynote Presentation
Jack Ciesielski, Owner, R.G. Associates, Inc.

7:05 pm | Closing Remarks
DISCLAIMER OF ENDORSEMENT
References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York.
CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer
CFA Society New York (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. CFA Society New York specifically disclaims any such express or implied warranties. CFA Society New York and its affiliates, agents, and licensors will not be liable to you or anyone else for any loss or injury, caused in whole or in part by their negligence of contingencies beyond their control in procuring, compiling, reporting interpreting or delivering the information. In no event will CFA Society New York and its affiliates, agents, and licensors be liable to you or anyone else for any damages, including but not limited to consequential, special, indirect and incidental damages, even if advised of the possibility of such damages.
The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you.
You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk.
There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

Insurance as an Asset Class
2018-11-29 18:00 - 20:00
Insurance as an Asset ClassThursday, November 29 | 6:00 – 8:00 PM
Followed by a Catered Networking Reception
Become a MemberAlternative Investment GroupREGISTRATION & FEESTO ATTEND
Members: $30
Nonmembers: $75
Register to AttendCOMPLIMENTARY LIVESTREAM
Free
Members Only
Register for LivestreamOverview Institutions and Individuals looking to build a diversified portfolio of financial assets usually face the issue of high correlation. This has become an even more acute problem as financial markets have integrated around the world and technology has simplified the access to once arcane asset classes to the average investor.
One of the few asset classes that still remains largely independent from the correlation to financial markets is investment in insurance. Insurance policies valuations are largely based on the factors that directly affect each unique policy or group of policies.
In its first Insurance as an Asset Class event, CFANY has invited managers focused on investing in two large groups of insurance investments: Life Settlements and Catastrophe Insurance.
The Life Settlements business started with the AIDS crisis in the 1980s and quickly evolved into a very technical business where insurance policies were exchanged for cash based on estimations on people’s mortality. New investors (including Warren Buffet) brought valuation methods and capital to the industry, helping to turn it into an asset class in the last 15 years.
Catastrophe Insurance investing started based on the need for the Re-Insurance market to efficiently tap into additional capital to diversify the risk of large but uncertain insurance policies. The securitization of that re-insurance risk in a bond format draw demand from fixed income funds initially. As the number of issues increased, dedicated catastrophe investors surged, taking the risk as a bond or as a re-insurance policy.
Our goal with this gathering is to enhance our knowledge of the asset class and understand the perspective of each of these practitioners in each of their sub-markets.
Learning Outcome Statements

Learn about the industry structure of the life settlement business
Learn about the industry structure of the catastrophe bond market
Learn about the history of insurance investing

Location
CFA Society New York
1540 Broadway – Suite 1010
45th St. Entrance
Agenda
6:00 PM | REGISTRATION

6:30 PM | OPENING STATEMENT

6:35 PM | LIFE SETTLEMENT MARKET KEYNOTE
Andrew Plevin, Co-CEO & Founder, BroadRiver Asset Management

6:45 PM | PANEL 1: LIFE SETTLEMENT DISCUSSION
MODERATOR
Jim Pugliese, Chief Development Officer, RiverRock Funds
PANELISTS
Brian O’Grady, Managing Director, Marketing, Vida Capital
Andrew Plevin, Co-CEO & Founder, BroadRiver Asset Management

7:15 PM | CATASTROPHE INSURANCE AND RE-INSURANCE MARKET KEYNOTE
Caleb Wong, Portfolio Manager, OppenheimerFund

7:25 PM | PANEL 2: CATASTROPHE INSURANCE AND RE-INSURANCE
MODERATOR
Peter J. DiFiore, Ph.D., CAIA, Managing Director, Neuberger Berman
PANELIST
Brian Weatherholz, Managing Director, Leadenhall Capital Partners
Eric Nelson, US Alternatives Director, Schroders
Caleb Wong, Portfolio Manager, OppenheimerFund

7:55 PM | CLOSING REMARKS

8:00 PM | NETWORKING & CATERED RECEPTION
DISCLAIMER OF ENDORSEMENT References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York. CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer The CFA Society New York, Inc. (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you. You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk. There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

5th Annual Sustainable Investing Conference
2018-11-30 09:00 - 17:00
5th Annual Sustainable Investing ConferenceFriday, November 30 | 9:00 – 5:00 PM
Followed by a Catered Networking Reception
Become a MemberREGISTRATION & FEESMembers: $95
Nonmembers: $195
Register to AttendLIVESTREAM
FREE | Members Only
Register for LivestreamOverview This is a full day event that will be structured around 1-2 keynote addresses focusing on the theme set out above and what that might mean for investing and performance, 3-4 panels discussions addressing the theme of long-termism through the prism of the topics listed below currently under consideration and presentation of relevant research papers. Over lunch, which will be served, currently under consideration is an approach wherein a pre-designated topic will the subject of discussion at the table, to be led by a chosen facilitator.

2018 Event Theme:
Long-Termism: Emphasizing practices that encourage long-term thinking and investment to create value, promote economic growth and improve long-term return on investments for savers. According to “Focusing capital on the long term” published in the Harvard Business Review in 2014, moving to this approach and toward a true long-term mind-set as contrasted to one with a short-term focus on “quarterly capitalism” requires that investors adopt a multi-year time horizon for value creation, that they define their risk parameters, including a willingness to accept and tolerate short-term underperformance, portfolio investments should actually be invested in line with long-term objectives and risk tolerance and that investment professionals and their external fund managers be committed to this long-term investment horizon.

Panel Topics:

Corporate Stewardship
ESG Integration
Climate Change and Resilience
Diversity

Agenda
8:45 AM | REGISTRATION

9:20 AM | WELCOME ADDRESS
Henry Shilling, Director of Research, Sustainable Research and Analysis

9:30 AM | KEYNOTE ADDRESS
Herman Bril, Director of the Office of Investment Management, United Nations Joint Staff Pension Fund
Chris Fowle, Head of Americas, Principles for Responsible Investment

10:30 AM | CORPORATE STEWARDSHIP & GOVERNANCE
Introduce by Agnes Terestchenko, CFA, Head of US Sales, Vigeo Eiris
MODERATOR
John Tobin, Professor of Practice, Cornell SC Johnson School of Business
PANEL
James Hamilton, CFA, Director, Investment Stewardship, BlackRock
Peter Reali, Senior Director, Responsible Investing, Nuveen, A TIAA Company
Jessica Wirth Strine, Senior Manager, Investment Stewardship Team, Vanguard

11:20 AM | MORNING BREAK

11:40 AM | ESG INTEGRATION
Introduced by Joshua Linder, CFA, Credit Analyst, APG Asset Management
MODERATOR
Casey C. Clark, CFA, Director of Sustainable & Impact Investing, Managing Director, Glenmede
PANEL
David Powell, CFA, Portfolio Manager, Brown Advisory
Natalie Trunow, CEO, Millennial Partners
Ann Marie Griffith, Managing Director US Fixed Income, APG Asset Management

12:30 PM | LUNCH

1:00 PM | KEYNOTE ADDRESS
Introduced by Wendy Pan, CFA, Senior Research Analyst, Vice President at the Chief Investment Office, Bank of America Merrill Lynch
Jeremy Grantham, Co-founder, Chief Investment Strategist, GMO

1:30 PM | CLIMATE & RESILIENCE
Introduced by Alan Lehman, CFA, Credit Analyst, Gulf International Bank
MODERATOR:
Aniket Shah, Head of Sustainable Investing, OppenheimerFunds
PANEL:
Peter Fusaro, Founder, Wall Street Green Summit
Thomas Stoner, CEO, Entelligent
Lori Siegel, Senior Modeler, Climate Interactive

2:20 PM | DIVERSITY
Introduced by Kenneth Lassner, CFA, Senior Client Relationship Manager, Aperio Group
MODERATOR
Erika Karp, CEO, Corner Stone Capital
PANEL
Hillary Flynn, ESG Analyst, Wellington
Sophie L’Hélias, President, LeaderXXchange
John Roe, Head of Analytics, ISS
Joseph Kinard, Chair of the Presbyterian Church (USA) Committee on Mission Responsibility Through Investment (MRTI)

3:20 PM | CONCLUDING REMARKS
Adam Phillips, Senior Associate, Office of Investment Management | Office of the Representative Secretary General, United Nations Joint Staff Pension Fund

3:30 PM | RECEPTION

4:30 PM | ADJOURNMENT
DISCLAIMER OF ENDORSEMENT
References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York.
CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer
CFA Society New York (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. CFA Society New York specifically disclaims any such express or implied warranties. CFA Society New York and its affiliates, agents, and licensors will not be liable to you or anyone else for any loss or injury, caused in whole or in part by their negligence of contingencies beyond their control in procuring, compiling, reporting interpreting or delivering the information. In no event will CFA Society New York and its affiliates, agents, and licensors be liable to you or anyone else for any damages, including but not limited to consequential, special, indirect and incidental damages, even if advised of the possibility of such damages.
The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you.
You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk.
There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

Society Leadership Networking Reception
2018-12-04 18:00 - 20:00
Society Leadership Networking Reception Tuesday, Dec. 4 | 6:00- 8:00 PM
Followed by a catered networking reception
Fees
Free | Members Only
Register to AttendCFA Society New York’s regular members are invited to join the Board, Society leadership, and members of the Nominations Committee as they introduce the 2018 election candidates. With open positions available among CFANY’s Board of Directors and its’ Nominations Committee, this event will afford attendees the opportunity to get acquainted with—and ask questions of—the nominees, as well as interact with CFANY staff and representatives of the current Board.
Candidate Nominations Board of DirectorsSanjay Arora, CFA, CMA, ACA
Carole Crawford, CFA
Chris Cutler, CFA
Bob Discolo, CFA, CAIA
Craig Giventer, CFA
Sammy Suzuki, CFA
Kris Thiessen, CFA, CAIA, EA
Evelyn Yeow, CFA
Nominations CommitteeJames Adams, CFA
Alton Crooks, CFA
Rongbiao (Ron) Fu, CFA
David Motsonelidze, CFA
Alper Sungur, CFA
Tong (Tracey) Xu, CFA, FRM, PMP

3rd Annual Endowment and Foundation Chief Investment Officer Roundtable
2018-12-06 17:30 - 21:00
Agenda
5:30 PM | CHECK-IN

6:00 PM | WELCOMING REMARKS
Robert Discolo, CFA, CAIA, Board of Directors, CFANY

6:05 PM | KEYNOTE ADDRESS
Mark Anson, CIO, Commonfund, Board of the UAW Retiree Medical Benefits Trust

6:45 PM | PANEL
Moderator
Mark Anson, CIO, Commonfund, Board of the UAW Retiree Medical Benefits Trust
Speakers
Jacob Walthour, Member of Investment Committee – Margaret A. Cargill Philanthropies
William Lee, Chief Investment Officer, New York-Presbyterian
Jesse J. Bean, Former Treasurer and CIO Catholic Healthcare West (now known as Dignity Health)
Kristin Agatone, Chief Investment Officer, Lehigh University

7:30 PM | SPONSOR CLOSING REMARKS AND RECEPTION
Joe Cavatoni, Managing Director, World Gold Council

9:00 PM | ADJOURNMENT
Thomas Brigandi, Board Director, Macaulay Honors College Foundation
REGISTRATION & FEESTO ATTEND
Members: $55
Asset Owners are eligible for complimentary admission.
Request InvitationAsset Owner SeriesOverviewThe 3rd Annual Endowment and Foundation Chief Investment Officer Roundtable will feature a high-level discussion on the implications of current market conditions and within this context, analyze trends in best practices in investment strategy, risk management and market engagement. As Endowments and Foundations are faced with a challenging return environment and higher market volatility, the outlook for future returns seems muted when compared to their impressive record of double digit growth generated in the recent past. Most are responding to the lack of readily evident market opportunities by investing in longer-term opportunities such as alternatives, exploring private markets and turning to strategic partners. As Endowments and Foundations seek to take a more hands-on approach to investment management and increase the complexity of their portfolios by moving into new markets, their perspectives and approach towards these goals offer a valuable lesson for investors.Series Sponsors and PartnersFounding SponsorGold SponsorSilver SponsorPartnersNote
Moderators and panelists are always genuine asset owners or investment consultants. Sponsors may provide either:

Relevant high-level thought leading opening or closing keynote addresses
Brief opening or closing remarks

Who Should Attend
Asset owners, portfolio managers and research analysts employed at asset management firms, investment banks, hedge funds, mutual funds, and insurance companies, as well as pension plan sponsors; professionals working at potential participants on the issuance side, including corporations and private equity firms; and service providers such as attorneys, consultants, and rating agency personnel. Asset owners receive complimentary registration*
*In general, asset owners must be employed by a sovereign wealth fund, corporate pension fund, endowment, public employee pension fund, foundation, single family office with +$1 billion AUM, governmental treasury, insurance company investing division, state investment corporation, m‎ultilateral development bank‎ or other governmental fund. CFA Society New York has full discretion on who qualifies as an asset owner attendee.‎

Note
CFA Society New York reserves right to decline admission / refund registration costs. No walk-ins or press permitted.

Dress Code: No jeans allowed; jacket, slacks, and formal shoes required
This event is in-house and is not being broadcasted‎ nor recorded. No media will be present and speaker or attendee attribution, in any form, is a violation of CFA Society New York’s code of conduct. Seats are limited to investment professionals only, so if you would like to attend, please request an invitation. When requesting an invitation, you will be prompted to provide your name, title, company and email address.

New Year Market Outlook
2019-01-09 18:00 - 20:30
New Year Market OutlookWednesday, January 9 | 6:00 – 8:30 PM
Followed by a Catered Networking Reception
Become a MemberREGISTRATION & FEESTO ATTEND
Members: $30
Nonmembers: $70
Register to AttendLIVESTREAM
FREE | Members Only
Register for LivestreamOverview This event is a chance to hear a panel of distinguished buy side strategists, PMs and CIOs discuss and debate their outlooks for the markets. In addition, this new-year event can also serve as chance to reflect on the old year and what it means for the future—looking at the Federal Reserve interest rate moves, economic outlook and market valuations. A variety of market forecast or outlooks makes this event different for the usual sell-side forecast as there will discussion and debate for CFA New York member to evaluate. This event is a chance to hear buyside strategists, and portfolio managers talk markets and share their opinions. Their outlooks will look at the current issues investor should consider in forming their views about where to place capital and how to put it to work. Agenda
6:00 PM | REGISTRATION

6:25 PM | OPENING REMARKS
Leo Schmidt, CFA

6:30 PM | SPEAKER’S OVERVIEW

7:00 PM | PANEl DISCUSSION
MODERATOR
David Allen, CFA, Institutional Director, Schroders
PANELISTS
Cameron Crise, Micro-strategist, Bloomberg
Holly MacDonald, Chief Investment Strategist, Bessemer Trust
Laura Porter, Managing Director, Fitch Ratings
Christopher Wolfe, CFA, CFP, Chief Investment Officer, First Republic
Jae Yoon, CFA, Chief Investment Officer, New York Life Investment Management

7:45 PM | Q&A

7:50 PM | CATERED NETWORKING RECEPTION
DISCLAIMER OF ENDORSEMENT References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York. CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer The CFA Society New York, Inc. (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you. You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk. There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

Alpha in the Millennial Era: 2019 Outlook
2019-01-15 18:00 - 20:30
Alpha in the Millennial Era: 2019 OutlookTuesday, January 15 | 6:00 – 8:30 PM
Followed by a Catered Networking Reception
Become a MemberYoung Leaders GroupREGISTRATION & FEESTO ATTEND
Members: $30
Nonmembers: $70
Register to AttendLIVESTREAM
Free
Members Only
Register for LivestreamOverview Please join us on Tuesday, January 15th for “Alpha in the Millennial Era: 2019 Outlook,” a panel discussion featuring four senior-level investment professionals who will share insights into notable investment trends and opportunities that both young leaders and seasoned professionals will be focused on for 2019. Our panel will discuss the merits and risks of investing in the following categories:

Sustainable finance & ESG investing
Infrastructure as impact investing
Emerging and developed market equity & debt
Digital currencies & the underlying technology

As millennials continue to amass wealth, how will this generation steer more traditional investment practices? Concurrently, with baby boomers now running the show at major financial institutions, what type of focus and understanding do they have on these opportunities? As they approach retirement with longer life spans and higher health care costs, will they wield their collective retirement fund power into new asset classes in anticipation of higher returns?
Following the conclusion of the moderated panel discussion, attendees will have opportunities to engage with our speakers during the Q&A session and the open networking portion of the evening.

Learning Outcome Statements (LOS)

Gain insight into the key investment trends and opportunities for 2019.
Understand how high profile market trends such as impact investing and digital currencies are translating into both institutional and wealth/retail investment flows.
Develop insight into how institutional investors cut through noise in order to identify and implement the highest potential trends in their role to generate alpha and/or maintain assets.

Agenda
6:00 PM | Registration

6:30 PM | Opening Remarks
Caroline Busby, CFA, US iShares Fixed income Institutional Sales member, BlackRock

6:35 PM | Panel Discussion
Moderator:
Meghan Morris, Asset management reporter, Business Insider
Panelists:
Paul Cappelli, Portfolio Manager, Galaxy Digital Advisors
Morgan Harting, CFA, CAIA, Portfolio Manager-Multi-Asset Solutions, Alliance Bernstein
Manju Seal, Head of Sustainable Finance, ESG Lead, BMO Capital Markets
Hector Negroni, Chief Executive Officer, and Chief Investment Officer, FCO Advisors LP

7:30 PM | Closing Remarks
Michael Sicari, CFA, Financial Analyst, Houlihan Lokey Financial Advisory Services

7:35 PM | Networking and Catered Reception
DISCLAIMER OF ENDORSEMENT References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York. CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer The CFA Society New York, Inc. (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you. You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk. There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

2019 Annual Meeting
2019-01-16 17:00 - 18:00
2019 Annual MeetingWednesday, January 16 | 5:00 – 6:00 pm
Free to Attend | Members Only
Register to AttendThe annual meeting of members will serve to officially elect candidates to the 2019 Board of Directors and confirm appointees to the Nominations Committee.
Voting is authorized constitutionally under CFANY bylaws (see Article III, Section 3.10); eligible CFANY members unable to attend are permitted to vote by proxy (Section 3.9). Members voting by proxy can cast ballots electronically.
Agenda5:15PM: Overview of CFANY’s FY 2018 Financials & Membership Status

5:30PM: ELECTIONS AND APPOINTMENTS
1) Election of four Directors at Large to the CFANY Board of Directors (“Directors”)
2) Election of six appointees to the 2019 Nominations Committee
3) Appointment of the Society’s auditing firm

6:00PM ADJOURN
DISCLAIMER OF ENDORSEMENT References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York. CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer CFA Society New York (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. CFA Society New York specifically disclaims any such express or implied warranties. CFA Society New York and its affiliates, agents, and licensors will not be liable to you or anyone else for any loss or injury, caused in whole or in part by their negligence of contingencies beyond their control in procuring, compiling, reporting interpreting or delivering the information. In no event will CFA Society New York and its affiliates, agents, and licensors be liable to you or anyone else for any damages, including but not limited to consequential, special, indirect and incidental damages, even if advised of the possibility of such damages. The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you. You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk. There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition. NO SHOW
Details and Registration
Fees
Members | $30 Nonmembers | $70 < Become A Member >
Location
CFANY Conference Center 1540 Broadway – Suite 1010 New York, N.Y. 10036
Register to AttendFinancial Reporting & Analysis Group

2019 Kickoff Awards Ceremony
2019-01-16 18:00 - 20:30
2019 Kickoff Awards CeremonyWednesday, January 16 | 6:00 – 8:30 pm
Free | Members Only
Register to AttendThe Evening Will Consist Of
The evening consists of a Recap of the 2019 Annual Meeting, the CFA Society New York Volunteer Award Ceremony, and a 2019 Kickoff Party.
2017 Volunteer Award Winners×Volunteer Leadership Group Award Descriptions CFA Society New York Ambassador Committee This award recognizes the committee that has promoted CFA Society New York ’s values to members as well as nonmembers, resulting in increased awareness of CFA Society New York in the financial community. The committee bestowed with this award has built bridges and forged partnerships between various financial institutions and CFA Society New York. Most Outstanding Industry Contribution The committee awarded this distinction has been instrumental in identifying and working to address a new demand across the finance profession. This new demand is in line with the values and mission of CFA Society New York. This award may also be accorded to a committee that has been established recently, and has exhibited growth in membership as well as in the creation of new programming. Most Improved Committee The committee(s) receiving this award demonstrated improvement in terms of membership, participation and/or programming over the past year. Close×Individual Award Descriptions Young Investment Professional Award This award recognizes an outstanding early-career professional who actively involves himself/herself in the profession, the investment communities and in the work of CFA Society New York. The award is presented to a CFA Society New York member/volunteer who has been in the investment field for fewer than 10 years. Note: CFA Society New York membership is required. Volunteer of the Year Award This award honors respected and distinguished CFA Society New York members/volunteers who have demonstrated extraordinary service and continuing devotion to the Society. These individuals have exhibited continued dedication to the achievement of CFA Society New York ’s goals, especially within the past calendar year. Note: Up to 3 people may receive this award. CFA Society New York membership is required. Benjamin Graham Distinguished Service Award This award honors exceptionally dedicated voluntary service to CFA Society New York marked by out-standing performance. This individual denotes effective leadership and prolonged and committed service, devotion and enthusiasm. Established in 2011, this award honors the contributions of Benjamin Graham, one of CFA Society New York ’s founders and the “father of securities analysis.” The award is presented to a CFA Society New York member/volunteer who has served the Society for at least 10 years in at least one of the following areas: Volunteer Leadership, Program Development, or Membership Growth. Note: CFA Society New York membership is required. Close
Individual Awards

Through generations of investment professionals, CFA Society New York (CFANY) has remained steady as a leading forum for the investment community, and a hub for objective, independent thought. Driven by an unparalleled community of volunteer investment professionals, CFANY holds over 200 events per year, exploring various topics of vital importance to the investment industry.
Award Descriptions

– Young Investment Professionals Award –

Rongbiao Fu, CFA

– Volunteer of the Year –

Thomas Brigandi Karina Bubeck, CFA Peter Sang, CFA

– Benjamin Graham Distinguished Service Award –

Martin Fridson, CFA

Group Awards

The majority of CFANY events are organized by member-driven subcommunities of like-minded individuals, each respectively centered around a set of shared professional interested and a defined, overarching theme. Thousands of individuals contribute to these groups in the spirit of collaboration. The following groups were identified by our Nominations Committee for their accomplishments this year.
Award Descriptions

– Most Improved Committee –

Veterans Roundtable

– Most Innovative Committee –

FinTech Leadership Group

– CFA Society New York Ambassador Committee –

Alternative Investments Leadership Group

– Most Outstanding Industry Contribution –

Asset Owner Series™
Award History20172016201520142013 DISCLAIMER OF ENDORSEMENT References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York. CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer CFA Society New York (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. CFA Society New York specifically disclaims any such express or implied warranties. CFA Society New York and its affiliates, agents, and licensors will not be liable to you or anyone else for any loss or injury, caused in whole or in part by their negligence of contingencies beyond their control in procuring, compiling, reporting interpreting or delivering the information. In no event will CFA Society New York and its affiliates, agents, and licensors be liable to you or anyone else for any damages, including but not limited to consequential, special, indirect and incidental damages, even if advised of the possibility of such damages. The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you. You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk. There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition. NO SHOW
Details and Registration
Fees
Members | $30 Nonmembers | $70 < Become A Member >
Location
CFANY Conference Center 1540 Broadway – Suite 1010 New York, N.Y. 10036
Register to AttendFinancial Reporting & Analysis Group

Value Investing Education Workshop
2019-01-22 18:00 - 20:00
Value Investing Education WorkshopTuesday, January 22 | 6:00 – 8:00 PM
Followed by a Catered Networking Reception
Become a MemberREGISTRATION & FEESTO ATTEND
Members: $25
Nonmembers: $115
Register to AttendLIVESTREAM
Free
Members Only
Register for LivestreamOverview Join us for the first lecture as part of the CFANY Value Investing group education workshop exploring some of the value investing most important influencers of the past and presence. We are starting this new series of lectures and workshop with an overview of the evolution of value investing.
Learning Outcome Statements

Explore the different branches of Value Investing
Learn some of the key tools and methods used by different value investors
Learn about the history of value investing; analyze case studies

This series of Value investing education classes will be held every 2 months and will explore the investment philosophy, methods, and tools of various value investment greats.
Agenda
5:30 PM | Registration

6:00 PM | Lecture
Richard Konrad, CFA, CFP, Director of Value Strategy, Roosevelt Investments

6:45 PM | Hands-on Case Study

7:30 PM | Networking and Catered Reception
Sponsor DISCLAIMER OF ENDORSEMENT References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York. CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer The CFA Society New York, Inc. (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you. You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk. There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.

American Gas Association Luncheon Presentation
2019-01-23 11:30 - 13:30
American Gas Association Luncheon Presentation– An American Gas Association Sponsored Event –Wednesday, January 23
Register to AttendSpeakers
Dave McCurdy President & CEO, American Gas Association
James P. Torgerson, Chief Executive Officer, AVANGRID Inc., and 2019 Chair, American Gas Association

The American Gas Association, founded in 1918, represents more than 200 local energy companies that deliver clean natural gas throughout the United States. There are more than 74 million residential, commercial and industrial natural gas customers in the U.S., of which 95 percent — more than 70 million customers — receive their gas from AGA members. AGA is an advocate for natural gas utility companies and their customers and provides a broad range of programs and services for member natural gas pipelines, marketers, gatherers, international natural gas companies and industry associates. Today, natural gas meets more than one-fourth of the United States’ energy needs.
This AGA luncheon and presentation will focus on the outlook for natural gas utilities, plus address such topics as pipeline safety, customers of the future, growth opportunities, methane emissions, impact of legislative/regulatory actions on the industry, and the investment strength of the energy utility sector.
Event DetailsAgendaEvent Details
Date & Time:
Thursday, Jan. 23, 2019
11:30 am – 1:30 pm

Location
CFA Society New York Conference Center
1540 Broadway Suite 1010

Fees
CFANY & AGA Members: $35
Nonmember: $95
Agenda
11:30 AM | Registration

11:45 AM | Luncheon

12:20 PM | Welcome & Introduction
Mario Carias, CFA, Managing Director, Content and Member Services

12:30 PM | Outlook for the Natural Gas Industry
James P. Torgerson, Chief Executive Officer, AVANGRID Inc.
2019 Chair, American Gas Association

1:30 PM | Meeting Adjourned
Register to AttendEvent & Presentation Sponsored By

Data Science in Finance: Looking Beyond the Hype
2019-01-24 08:30 - 17:30
Thursday, January 24 | 8:30 AM – 5:30 PM
Online registration is closed. Walk-ins are welcome.

Fees: Members: $495 | Nonmembers: $595

SQA and CFANY’s Fintech Leadership Group PresentData Science in Finance: Looking Beyond the HypeAgenda×Agenda
8:30 AM | Registration and Breakfast

9:00 – 10:00 AM
“What is Machine Learning and Deep Learning?”
Sanjeev Arora, Princeton University

10:00 – 11:00 AM
“Hierarchical and Hybrid Neural Networks Models for Time Series Forecasting.”
Slawek Smyl, Uber Technologies

11:00 – 11:15 AM | Coffee break

11:15 – 12:15 PM
“Can Machines Learn Finance?” **
Bryan Kelly, Yale University and AQR

12:15 – 1:15 PM | Lunch

1:15 – 2:15 PM
“Open Source Random Variables: Building a Prediction Web” **
Peter Cotton, JP Morgan and Stanford University

2:15 – 3:15 PM
“Mathematicians helping art conservators and art historians.”
Ingrid Daubechies, Duke University

3:15 – 3:30 PM | Coffee break

3:30 – 4:30 PM
“Challenge for Finance: AI Interpretability”
Ken Perry, Consultant in Risk and Quantamental Investing, CRO, formerly of Och Ziff

4:30 PM | Cocktails & Networking Reception

** Presentations will only be available at the event; no post-event video will be offered
CloseHost: Fintech Leadership Group & SQA

Data Science is blossoming in the financial industry and literature. More and more financial firms are introducing machine learning systems to forecast markets and trade. Academics are astounded by “unprecedented out-of-sample return prediction” ability of ML and are setting а “new standard for accuracy in measuring risk premia.”[1] They find that “in designing and pricing securities, constructing portfolios, and risk management… deep learning can detect and exploit interactions in the data that are, at least currently, invisible to any existing financial economic theory.”[2] At the same time, “rapid empirical success in this field currently outstrips mathematical understanding.”[3]
Join us to learn from leading academics and practitioners about Data Science applications in finance and to understand what’s behind these techniques and why they work so well.
[1] Shihao Gu, Bryan Kelly and Dacheng Xiu ”Empirical Asset Pricing via Machine Learning.” Chicago Booth Research Paper No. 18-04
[2] J. B. Heaton, N. G. Polson and J. H. Witte “Deep Learning in Finance.” arXiv:1602.06561v3 [cs.LG] 14 Jan 2018
[3] Sanjeev Arora “Mathematics of Machine Learning: An introduction.” https://www.cs.princeton.edu/~arora/

Event DetailsAgendaAbout SQAEvent Details
Date & Time:
Thursday, Jan. 24, 2019
8:30 am -5:30 pm

Location
CFA Society New York Conference Center
1540 Broadway Suite 1010

Fees
Early Bird Pricing
( For the first 100 people to register)
Member: $425
Nonmember: $525
Regular Pricing
Member: $595
Nonmember: $695

Who Would Be Interested
Analysts
Portfolio Managers
Practitioners interested in how machine learning, artificial intelligence, and other data science techniques can be used in financial and other sectors.
Agenda
8:30 AM | Registration and Breakfast

9:00 – 10:00 AM
“What is Machine Learning and Deep Learning?”
Sanjeev Arora, Princeton University

10:00 – 11:00 AM
“Hierarchical and Hybrid Neural Networks Models for Time Series Forecasting.”
Slawek Smyl, Uber Technologies

11:00 – 11:15 AM | Coffee break

11:15 – 12:15 PM
“Can Machines Learn Finance?” **
Bryan Kelly, Yale University and AQR

12:15 – 1:15 PM | Lunch

1:15 – 2:15 PM
“Open Source Random Variables: Building a Prediction Web” **
Peter Cotton, JP Morgan and Stanford University

2:15 – 3:15 PM
“Mathematicians helping art conservators and art historians.”
Ingrid Daubechies, Duke University

3:15 – 3:30 PM | Coffee break

3:30 – 4:30 PM
“Challenge for Finance: AI Interpretability”
Ken Perry, Consultant in Risk and Quantamental Investing, CRO, formerly of Och Ziff

4:30 PM | Cocktails & Networking Reception

** Presentations will only be available at the event; no post-event video will be offered
About SQA
The Society of Quantitative Analysts (SQA) is a not-for-profit organization that focuses on education and communication to support members of the quantitative investment community. SQA has hosted educational events in NYC since 1965. The principal mission of SQA is to encourage the dissemination and discussion of leading-edge ideas and innovations, including analytical techniques and technologies for investment research and management. There is more information about SQA and its history on our website: www.sqa-us.org
REGISTER TO ATTENDEvent Sponsor

Introduction to Data Science and Python for Finance
2019-01-25 09:00 - 17:00
Introduction to Data Science and Python for Finance
Friday, January 25
This event has sold out and registration is closed. We apologize for any inconvenience.
For information concerning future “Introduction to Data Science and Python for Finance” course dates, please email Jenny Ball: jball@cfany.org
Course Curriculum×Course Curriculum
Introduction to Data Science for Finance & Fintech

What is data science, why is it relevant to Finance & Fintech
Explanation of the hype around data science, machine learning & big data

The Data Science Process

How does the data science process typically look like within an organization?
Overview of the main steps
Pitfalls & Recommendations

Overview of Other Common Data Science Methods

Supervised vs. unsupervised learning

Classification in Python for Finance & Fintech

When to use classification tasks
Overview and implementation of decision tree classification in Python to obtain better customer insights
Evaluation of classification tasks using accuracy, confusion matrices, expected value, etc.
Visualization classification tasks using profit curves, ROC curves, AUC, etc.
Selecting informative attributes via information gain and entropy analyses

Clustering in Python for Finance & Fintech

When to use clustering tasks
Overview and implementation of k-means in Python clustering in Python to understand stock data and optimize portfolios
Improving k-means and using similarity for predictive modeling

Big Data for Finance

What is Big Data and why is Big Data relevant to Finance & Fintech
How does Big Data relate to the concepts taught in this course
Overview of most common Big Data technologies

Wrap-Up and Summary
CloseCourse Content Developers×Course Content Developers
David Haber
david@cognitir.com

David heads Cognitir’s technology and coheads product development. He has led programming workshops at the undergraduate and graduate levels, at blue chip companies, and world renowned management consulting firms.
David has experience working with both startups and large corporations. Previously, he was a lead software and machine learning engineer at Soma Analytics, an investor-backed and award-winning health-tech startup in London. David also worked on optimizing large-scale payment processing systems at Deutsche Bank in Singapore. Outside of Cognitir, he currently advises HiDoc, an early stage digital health startup in Germany. David holds an MEng (First-Class Honours) in Computer Science from Imperial College London (UK) where he focused on statistical machine learning. He presented his work at
international conferences and won several awards for his work. During his studies, he also served as a teaching assistant at Imperial College where he helped undergraduate students master fundamental computer science concepts.

Neal Kumar, CFA
neal@cognitir.com
At Cognitir, Neal leads strategy and business development initiatives. He also coheads product development.
Outside of Cognitir, Neal consults C-level teams and senior business managers on a variety of strategic topics ranging from M&A to marketing. He also leads training seminars for Wall Street Prep and has consistently received top reviews from attendees and created two training courses that were used in seminars worldwide. Before his consulting and training careers, Neal taught secondary mathematics in St. Louis Public Schools (USA) as a Teach for America Corps Member. Prior to joining Teach For America, Neal worked in investment banking at JPMorgan and Houlihan Lokey.
Neal received his MBA from London Business School (UK) and BBA in Finance from the University of Notre Dame (USA). He is also a CFA Charterholder and a Member of the CFA Institute Education Advisory Committee (EAC) Working Body where he helps shape CFA Program Content.
ClosePlease note that you must have taken an introductory Python programming course before attending this workshop. Cognitir will recommend a free, online Python course to participants, but this online course must be completed before the start of this data science workshop.This prerequisite Python course takes attendees, on average, 8-10 hours to complete and does not need to be completed in one sitting.
Fees
Members | $499
Nonmembers | $599

Location
CFANY Conference Center
1540 Broadway – Suite 1010
New York, N.Y. 10036
OverviewAbout CognitirContact InformationOverview The amount of data available to organizations and individuals is unprecedented. Financial services sectors, including securities & investment services and banking, have the most digital data stored per firm on average. As a result, financial companies have been on an
innovation and technology push to create new, disruptive technologies that can maximize use of the these data assets to solve some of the industry’s toughest problems.
This one-day, hands-on course provides a structured teaching environment where students learn classic data science methods, which are used as the bases for many financial technologies. At the end of the workshop, course participants will have applied the Python programming language and essential data science techniques to solve complex finance problems.
Specific areas in finance where the data science skills acquired from this course can be effectively applied include: sentiment analysis, advanced time series analysis, risk management, real-time pricing and economic data analysis, customer segmentation analysis, and machine learning algorithm creation for financial technologies.

What This Course Offers

An overview of data science methods relevant to finance and fintech
Hands-on Python programming experience
Understanding of effective data visualization techniques using Python
Course notes, certificate of completion, and post-seminar email support for 3 months
An engaging and practical training approach with a qualified instructor with relevant
technical, business, and educational experiences
A Computer Science 101 pre-course webinar

Who Is This For

This course is relevant for students and professionals who want to gain a hands-on introduction to essential
data science methods that are utilized in finance, fintech, and business.”

About Cognitir Cognitir, a global data science training company, is coming to CFA Society New York on August 10th to deliver a one-day, programming-based introductory data science workshop. In this course, participants will use the Python programming language to execute foundational data science tasks on different finance and economics datasets. By the end, participants will be able to import their own data sets and commence the data science process.
This training course will allow you to hit the ground running with executing core data tasks through Python. Cognitir also provides 6 months of email support to attendees as well as a certificate of completion and membership to Cognitir’s growing global alumni network.
Contact Information

Level: Beginner

Prerequisite: Introductory Python Programming Course
Duration: 1 Day
Email: info@cognitir.com
Phone: +1 908 505 5991 (US) | +44 75 0686 49 85 (UK)

DISCLAIMER OF ENDORSEMENT
References herein to any specific sponsor or service do not necessarily constitute or imply the endorsement, recommendation or favoring by CFA Society New York. CFA Society New York strives to be a community for diverse opinions and differing perspectives, and the views and opinions expressed by speakers, presenters and/or organizers at events do not necessarily state or reflect those of CFA Society New York.
CFA Society New York expects all attendees to comply with CFA Society New York’s Code of Conduct while attending CFA Society New York events or meetings. CFA Society New York expressly reserves the right, in its sole discretion, to grant or deny access to any individual, or to expel any individual from any CFA Society New York event or meeting.
Disclaimer
CFA Society New York (“CFANY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFANY seeks to present accurate and reliable information, CFANY does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFANY has no duty to update and maintain the information, reports, or statements made during events. CFA Society New York specifically disclaims any such express or implied warranties. CFA Society New York and its affiliates, agents, and licensors will not be liable to you or anyone else for any loss or injury, caused in whole or in part by their negligence of contingencies beyond their control in procuring, compiling, reporting interpreting or delivering the information. In no event will CFA Society New York and its affiliates, agents, and licensors be liable to you or anyone else for any damages, including but not limited to consequential, special, indirect and incidental damages, even if advised of the possibility of such damages.
The information presented is provided for information purposes only, and is not intended to be and does not constitute financial advice, investment advice, trading advice, or any other advice, is general in nature, and is not specific to you. None of the information presented is intended as an offer or solicitation of an offer to buy or sell, or as a recommendation, endorsement, or sponsorship of any security, company, or fund. CFANY is not responsible for any investment decision made by you.
You should not make any financial, investment, trading or other decision based upon any of the information presented at CFANY without undertaking your own independent due diligence and consulting with a qualified and registered securities professional. You understand that your use of any of the information presented at CFANY is at your own risk.
There is a substantial amount of risk in trading securities, and the possibility exists that you can lose all, most or a portion of your capital. CFANY does not, cannot, and will not assess or guarantee the suitability or profitability of any particular investment, or the potential value of any investment or informational source. The securities mentioned in any CFANY presentation may not be suitable for investors depending on their specific investment objectives and financial condition.
Refunds, Cancellations and Substitutions
All requests for Withdrawals must be submitted in writing and dated. The date of the request will be the date it is received by CFANY. Requests may be faxed to (212) 541-4677, or emailed to SEMINARS@CFANY.ORG.
Withdrawals from events, live or streaming, are subject to the following policy:

Once the Pre-Seminar Email with the slides and code is sent out (~ 1 week before the course): NO REFUND

For more information: POLICIES AND PROCEDURES

Current Trends in Compensation and Talent Management for the Asset Management Industry
2019-02-07 17:30 - 20:30
OverviewThis event will begin with a Keynote that will explore interesting metrics behind human capital analytics and future of work. Following will be an expert panel to explore the issues of compensation and talent management from the firm perspective. Companies need to understand how to recruit and retain the best talent, especially in an increasingly tight job market with outside industries such as Tech competing for people once destined for Finance. Owners also need to understand how important company culture, diversity and inclusion is to the mandate of institutional investors.
Agenda5:30 PM | REGISTRATION & NETWORKING

6:00 PM | OPENING REMARKS

Tim Frazier, VP Sales, TriNet Financial Services

6:05 PM | KEYNOTE PRESENTATION

Karyn Marciniak, PhD, Workforce Strategy Consultant, Mercer

6:15 PM | PANEL DISCUSSION

Moderator
Solange Charas. Ph.D., CEO, Charas Consulting, Founder, HCMoneyball

Panelists
Dennis Alvarado, Managing Director, Human Resources Business Partner at Nuveen Investments
Tom Gerrity, Head of People, Stash Invest
Todd Piskadlo, Principal, FinServ Consulting

7:10 PM | CLOSING REMARKS

Alton Crooks, CFA, MBA, Managing Director, Fidelis Capital

7:15 PM | NETWORKING & CATERED RECEPTION
Additional DetailsLearning Outcomes

What are the compensation & talent management trends affecting the industry
How large and small companies from different facets of the finance industry are tackling the issue of a tight labor market
Expectations of the new generation of employees in the workplace and how companies are addressing them
Human Capital Analytics and the future of work

Features, Benefits, Values
This event will help members and others to understand the current trends in compensation and talent management and how to do what’s best for you or your firm.
Who Should Attend?
CEOs, Chief Operating Officers, Chief Technology Officers, Chief Compliance Officers, Job Seekers, Portfolio Managers, Analysts, Investor Relations

Women & Wealth - Fireside Chat between Carla Harris and Denise Shull
2019-02-21 18:00 - 20:00
OverviewThis is the first in a continuing series entitled “Women & Wealth,” where we welcome successful women from across the finance industry to share their unique experience and perspective. As Vice Chairman of Wealth Management and Senior Client Advisor at Morgan Stanley, Carla Harris has built a reputation as a popular public speaker who gives impactful career guidance to corporate audiences. She will be joined by Denise Shull, MA, who leverages her training in psychological science to solve the challenges of mental mistakes, confidence crises, and slumps in Olympic athletes, Wall Street traders, and corporate warriors.
Agenda5:30 PM | REGISTRATION & NETWORKING

6:00 PM | WELCOMING REMARKS

Stephen Mayrose, CFA, CFP, Chair, Private Wealth Management Committee

6:05 PM | FIRESIDE CHAT

Denise Shull, MA, Decision Coach & Performance Architect
Carla Harris, Vice Chairman, Managing Director, Morgan Stanley

6:50 PM | Q & A

7:00 PM | CLOSING REMARKS

Carole K. Crawford, CFA, Founder and Managing Partner, fincap360. LLC.

7:05 PM | NETWORKING & CATERED RECEPTION
Additional DetailsLearning Outcomes

To gain insight of the issues facing women in the financial world
To leverage the training and experience in psychology accumulated by Denise Shull to better understand how investors often help or hinder their own performance
We’ll learn from two extraordinarily successful women how they help to guide other professionals in their careers, make better decisions, and what they view as the direction of the investment profession moving forward.

Sponsor

Young Professional Brainstorming Session
2019-02-28 18:00 - 20:00
OverviewThe Young Leaders Group is hosting a collaborative brainstorming session, designed to develop innovative ideas that CFANY can pursue for the benefit of your career. Enjoy some pizza and beer on us, and let’s have a productive evening of idea generation!

The Great Separation: Is Now the Time to Embrace Long/Short Equity?
2019-03-07 17:00 - 20:00
OverviewA rising tide has lifted all boats the past nine years due to unprecedented monetary stimulus from central banks in response to the Global Financial Crisis; however, the tides are shifting and we may soon find out who has been swimming naked. We invite you to a discussion about the status of the equity market cycle and how to prepare your portfolio for its inevitable turn. Our keynote speaker Mark Yusko, Founder, CEO and Chief Investment Officer at Morgan Creek Capital Management, will explore the return of volatility, passive vs. active management, quantitative tightening and many more top-down topics. A proponent of the University Endowment Model of investing, Yusko is a featured speaker at the upcoming 72nd CFA Institute Annual Conference in London. He previously served as the Chief Investment Officer for the University of North Carolina at Chapel Hill (UNC). Our investor and journalist panel will expand on these topics and discuss the role of the press in markets, particularly as it relates to holding management teams accountable and calling out bad actors. A networking reception will follow.
Agenda5:00 PM | REGISTRATION

5:30 PM | WELCOME REMARKS

Kris Thiessen CFA, CAIA, EA, Founder and Managing Partner, Helix Management

5:35 PM | KEYNOTE SPEAKER

Mark W. Yusko, Chief Executive Officer & Chief Investment Officer, Morgan Creek Capital Management, LLC

6:35 PM | PANEL

Introduction of Panelist
Kelly Ye, CFA, Director of Research, IndexIQ

Moderator
Cory Lester, Managing Director, Morgan Creek Capital Management

Panelists
David Atterbury, President, Portfolio Manager, Whetstone Capital Advisors, LLC
Ben Axler, Founder, Spruce Point Capital Management
Charley Grant, CFA, Reporter, Wall Street Journal
Mark Spiegel, Managing Member and Portfolio Manager, Stanphyl Capital Partners
Mark W. Yusko, Chief Executive Officer & Chief Investment Officer, Morgan Creek Capital Management, LLC

7:40 PM | CLOSING REMARKS

Jonathan Prin, CFA, Managing Director, Greylock Capital

7:45 PM | NETWORKING & CATERED RECEPTION
Additional DetailsLearning Outcomes

Why and when to invest in equity long/short strategies
Understanding the equity market cycle and portfolio positioning
Passive vs. active management with the return of volatility
Understanding the University Endowment Model of investing
The role of the press in markets and holding management teams accountable

The Return of Volatility
2019-03-12 08:00 - 11:30
OverviewThe speakers will explore different investment strategies to benefit in times of jumps in volatility or the lack thereof. The speakers/panelists will have the experience to share from running these strategies in the past and how they think they may be employed in the future.
Agenda8:00 AM | REGISTRATION & BREAKFAST

8:30 AM | OPENING REMARKS
Kris Thiessen, CFA, CAIA, EA, Founder & Managing Partner, Helix Management

8:33 AM | PRESENTATION SPEAKER
Introduced by Kris Thiessen, CFA, CAIA, EA
Nancy Davis, Managing Partner, Chief Investment Officer, Quadratic Capital Management

8:55 AM | PRESENTATION SPEAKER
Introduced by Mathias Strohfeldt, CFA
Nitin Saksena, Managing Director, US Equity Derivatives Research

9:20 AM | PRESENTATION SPEAKER
Introduced by Mathias Strohfeldt, CFA
Mandy Xu, CFA, Chief Equity Derivatives Strategist, Credit Suisse

9:45 AM | COFFEE BREAK

10:00 AM | PRESENTATION SPEAKER
Introduced by Todd Eklund, CFA
Taylor Lukof, Founder/ CEO & Fund Manager, ABR Dynamic Funds, LLC.

10:20 AM | PANEL DISCUSSION: THE RETURN OF VOLATILITY
Introduced by Kris Thiessen, CFA, CAIA, EA
Moderator
Hema Parmar, Investing Reporter, Bloomberg News

Panelists
Taylor Lukof, Founder/ CEO & Fund Manager, ABR Dynamic Funds, LLC.
Nitin Saksena, Managing Director, US Equity Derivatives Research
Mandy Xu, CFA, Chief Equity Derivatives Strategist, Credit Suisse

11:00 AM | CLOSING REMARKS

Mathias Strohfeldt, CFA, Senior Research Analyst/ PM, Oppenheimer Funds

NETWORKING & CATERED RECEPTION
Additional DetailsLearning Outcomes

Understand the basics of investing in volatility strategies
Understand the main differences between various branches of volatility investment strategies
Understand when best to employ those strategies
Understand what volatility regime we may face for the next 1-2 years

Sponsored By

3rd Annual Institutional Investment Consulting Roundtable
2019-03-14 17:30 - 20:00
OverviewThe third annual Institutional Investment Consulting Roundtable will feature a high-level discussion among senior institutional investment consultants. Institutional investment consultants provide investment advice to public and private companies, foundations and endowments, and wealthy families looking for help with managing their money, or the money in their employees’ retirement funds. The typical large consultant group usually has a division between the field consultants and the research consultants. The field consultants are the ones who meet with the clients. The research department mainly compiles the performance and other relevant information about the managers. From this the research, consultants provide the “short list” of approved managers that the field consultants use when they are assessing the best portfolio manager for a particular client. Investment consultants are highly influential in the institutional market.
This event is in-house and is not being broadcasted nor recorded. No media will be present and speaker or attendee attribution, in any form, is a violation of CFANY’s code of conduct.
Agenda5:30 PM | ATTENDEE REGISTRATION

6:00 PM | WELCOMING REMARKS

Thomas Brigandi, Board Member, Asset Owner Series Founder, CFA Society New York

6:05 PM | PANEL

Moderator
Jeff McConnell, CFA, Head of Institutional Investment Solutions, Morgan Stanley Wealth Management; former CIO, Greystone Consulting

Panelists
Rob Balkema, CFA, Senior Portfolio Manager, Multi-Asset Solutions, Russell Investments
William Charlton, CFA, Managing Director, Pavilion Alternatives Group
Texas Hemmaplardh, CFA, Partner, Mercer
Mikaylee O’Connor, Head of Defined Contribution Solutions and Principal, RVK, Inc
David O’Meara, CFA, Senior Investment Consultant, Willis Towers Watson

7:20 PM | CLOSING REMARKS

Joseph Cavatoni, Managing Director, USA & ETFs, World Gold Council

REFRESHMENTS & NETWORKING
Additional DetailsWho Should Attend
Asset owners, portfolio managers and research analysts employed at asset management firms, investment banks, hedge funds, mutual funds, and insurance companies, as well as pension plan sponsors; professionals working at potential participants on the issuance side, including corporations and private equity firms; and service providers such as attorneys, consultants, and rating agency personnel. Asset owners receive complimentary registration.
Request an InvitationGold Sponsor

23rd Annual Insurance Conference
2019-03-18 - 2019-03-19
OverviewA Two-Day Event, Presented in Partnership with Raymond James
The 23rd Annual Insurance Conference will discuss the performance of the insurance sector, as well as the challenges faced by the presenting insurance companies in meeting their liabilities, especially in the face of natural disasters. Panelists will additionally debate whether secular trends, rather than cyclical forces, dampen the sector’s outlook.
×Agenda
Monday, March 18Tuesday, March 19Monday, March 18
Monday, March 18
8:00 AM | Check-in & Continental Breakfast

8:25 AM | Welcome & Opening Remarks

8:30 AM | KINS: Kingstone Companies, Inc.

9:10 AM | PRA: ProAssurance Corporation **

9:50 AM | CNFR: Conifer Holdings, Inc.

10:30 AM | Break – 10 min

10:40 AM | ARGO: Argo Group International Holdings. Ltd.

11:20 AM | HALL: Hallmark Financial Services, Inc.

12:00 PM | Lunch – 45 min

12:45 PM | EVER: EverQuote, Inc.

1:25 PM | UIHC: United Insurance Holdings Corp.

2:05 PM | Break – 10 min

2:15 PM | HIIQ: Health Insurance Innovations, Inc.

2:55 PM | CRD-B: Crawford & Company *

3:35 PM | Closing Remarks and Adjournment

* Livestream available
** Audio available

Tuesday, March 19
Tuesday, March 19
8:00 AM | Check-in & Continental Breakfast

8:25 AM | Welcome & Opening Remarks

8:30 AM | FFG: FBL Financial Group, Inc.

9:10 AM | FNHC: FedNat Holding Company *

9:50 AM | Break – 10 min

10:10 AM | IHC: Independence Holding Company

10:50 AM | AFH: Atlas Financial Holdings, Inc. **

11:35 AM | Closing Remarks and Adjournment

12:00 PM | Lunch – 30 min

* Livestream available
** Audio available

CloseAgendaParticipating CompaniesATLAS FINANCIAL HOLDINGS INC.

Atlas Financial Holdings (AFH), is an insurance holding company whose subsidiaries specialize in the underwriting of light commercial automobile insurance policies, including taxi cabs, non-emergency para-transit, limousine, livery and business auto. The company re-domesticated under the laws of the Cayman Islands.

ARGO GROUP INTERNATIONAL HOLDINGS, LTD.

Argo Group International Holdings, Ltd. (ARGO), based in Bermuda, is an international underwriter of specialty insurance and reinsurance. Argo Group operates in four reporting segments: Excess and Surplus Lines, Commercial Specialty, International Specialty, and Syndicate 1200.

CRAWFORD & COMPANY

Crawford & Company (CRD.B) is the world’s largest publicly traded independent provider of claims management solutions to insurance companies and self-insured entities. The company offers integrated claims services, business process outsourcing and consulting services for major product lines including property and casualty claims management; workers’ compensation claims and medical management; and legal settlement administration.

EVERQUOTE

EverQuote, Inc. (EVER) operates an online marketplace for insurance shopping in the United States. The company’s online marketplace offers consumers shopping for auto, home, and life insurance quotes. It serves carriers, agents, financial advisors, and indirect distributors and aggregators.

FBL FINANCIAL GROUP, INC.

FBL Financial Group, Inc. (FFG) underwrites and markets life insurance and annuities to individuals and small businesses through its Farm Bureau Life subsidiary. The company markets its products through a core distribution force of approximately 1,862 exclusive Farm Bureau agents in 15 Midwestern and Western states.

FEDNAT

FedNat Holding Company (FNHC) underwrites homeowners, commercial general liability, and flood insurance products through independent agents in Florida and other states. The company is exiting its legacy auto business.

HALLMARK FINANCIAL SERVICES, INC.

Hallmark Financial Services, Inc. (HALL) underwrites commercial, personal, and general aviation insurance, as well as providing other insurance related services.

HEALTH INSURANCE INNOVATIONS

Health Insurance Innovations, Inc. (HIIQ) develops, distributes and administers affordable individual health and family insurance plans and supplemental products, which include short-term medical insurance plans and guaranteed-issue and hospital indemnity plans.

INDEPENDENCE HOLDING COMPANY

Independence Holding Company (IHC): Independence Holding Company (IHC) underwrites, markets, and/or administers life and health insurance business for its owned and affiliated carriers, and for non-affiliated insurance companies. Products include, short term medical, hospital indemnity, pet insurance, group disability, life, and other supplemental products.

PROASSURANCE CORP.

ProAssurance Corporation (PRA) is a specialty insurance company with extensive expertise in medical professional liability, products liability for medical technology and life sciences and legal professional.

UNITED INSURANCE HOLDING CORPORATION

United Insurance Holding Corporation (UIHC), through UPC Insurance, distributes homeowners, dwelling fire and flood insurance products through agents in 18 states. The company completed a merger with American Coastal Insurance Company Holding, which further expanded its commercial presence.

CONIFER HOLDINGS INC.

Conifer Holdings Inc. (CNFR) is a Michigan domiciled insurance holding company offering coverage in both specialty commercial (hospitality, artisan contractors, and security service providers) and specialty personal product lines”

KINGSTONE INSURANCE COMPANY

Kingstone (KINS) is a holding company, which engages in the provision of P&C insurance policies to individuals and small businesses. The company writes business exclusively through independent retail and wholesale agents and brokers. The company was founded in 1886 and is headquartered in Kingston, NY.

Presented in Partnership With

Value Investing Workshop: Templeton School of Value Investing
2019-03-20 18:00 - 20:00
OverviewPlease join us for the second lecture as part of the CFANY Value Investing Group Education Workshop, exploring some of value investing’s most important influencers of the past and present. In this lecture/workshop, Donald Krueger will be exploring the teachings of Sir John Templeton.
Don worked as an analyst with Sir John in the early 1990s, and currently serves as Chairman of the Advisory Board at Talara Capital Management, bringing decades of accumulated investment experience as a global portfolio manager and research analyst for Templeton International, Soros Fund, Valenzuela Capital, Perella Weinberg Partners and other global investment management firms.
Agenda5:30 PM | REGISTRATION & NETWORKING

6:00 PM | LECTURE

6:45 PM | HANDS-ON CASE STUDY

7:30 PM | NETWORKING & CATERED RECEPTION
Additional DetailsLearning Outcomes

Explore the core principles of the Templeton Value philosophy
Learn some of the key tools and methods used by Sir John Templeton
Learn how to apply those tools and methods

Event Sponsor

2019 Financial Services Professional Employment Outlook
2019-03-21 18:00 - 20:00
OverviewThis event will cover the current hiring environment across a broad range of financial service practice areas as the first quarter of 2019 concludes. The event aims to cover the perspective of the employer in regards to the hiring environment across the following practice areas: Asset Management, Investment Banking, Private Equity Venture Capital Family Office, Brokerage Sales Trading, Financial Services Technology, Commercial Banking.
Agenda6:00 PM | ATTENDEE REGISTRATION

6:30 PM | OPENING REMARKS

Randall Thomas, Founding Partner, Calice Group

6:35 PM | KEYNOTE SPEAKER

Roy Cohen, Author, The Wall Street Professional’s Survival Guide

6:55 PM | PANEL DISCUSSION

Moderator
Ben Jordan, Director, Whitney Partners—Asset Management

Panelists
Peter N. Tannenbaum, Founder, Ramax Search, Inc—RIAs, Hedge Funds, Private Equity, Broker Dealers, and all segments in banking
Peter Seremetis, CFA, Global Account Manager, Amazon AWS—FinTech Practices
Noah Schwarz, Senior Client Partner, Korn Ferry—Private Equity, Credit, Special Situations Investing, Investment Banking Coverage, M&A
Bradlee Benn, Consultant, Russell Reynolds Associates—Consumer Financial Services and FinTech Practices

7:55 PM | CLOSING REMARKS

8:00 PM | NETWORKING & CATERED RECEPTION
Additional DetailsLearning Outcomes

The current skills being sought in candidates within each of the business practice areas by employers.
Potential new tips and strategies for the job candidate to follow.
The state of the employment market in the face of volatile markets and an aging bull market.

Private Credit Outlook
2019-03-28 16:00 - 20:00
OverviewDeleveraging and newly imposed regulatory restrictions have hindered traditional bank lenders activity, and in turn restricted the capital available to many segments of the US and global economies. This has created a tremendous opportunity for alternative lenders to step in to fill the void. Attracted by the enhanced yield profile available in the private credit market, alternative lenders, such as specialty lenders, hedge funds, BDCs and other private pools of capital have helped to re-introduce market liquidity. Of course, the potential for attractive risk adjusted returns have also driven up the demand for private debt exposure from institutional investors, who are unable to meet objectives in a market that is otherwise devoid of yield. Yet the market for private credit is somewhat opaque and highly fragmented. As result, it is difficult for many market participants to determine optimal entry points.
Agenda4:00 PM | ATTENDEE REGISTRATION

4:30 PM | OPENING REMARKS

Mark Sullivan, CFA, Managing Director and Partner, Stonehaven, LLC

4:35 PM | PANEL 1
LP / ALLOCATORS ON PRIVATE CREDIT

Moderator
Tod Trabocco, CFA, Managing Director, Cambridge Associates

Panelists
Robert Kiernan, III, CEO, Advanced Portfolio Management
Antonio Rodriguez, CFA, NYC Board of Education Retirement Systems
Robert Thompson, Senior Portfolio Manager – Credit, UPS
Jae Yoon, CFA, Chief Investment Officer, New York Life Investment Management

5:15 PM | Q&A

5:25 PM | PANEL 2
DIRECT LENDING GP PANEL
Introduced by: Stephan Connelly, CFA

Moderator
Richard Farley, Kramer Levin Naftalis & Frankel LLP

Panelists
Fred Buffone, Partner, Freedom 3 Capital, LLC
Brett Hickey, CEO & Founder, Star Mountain Capital
Richard Jander, Partner, Maranon Capital
Michael Leitner, Managing Director, BlackRock
David Rous, Managing Director, CVC Credit

6:05 PM | Q&A

6:15 PM | BREAK

6:35 PM | PANEL 3
SPECIALTY FINANCE IN PRIVATE CREDIT
Introduced by: Ceyda Savasli

Moderator
Daniel Zwirn, Chief Investment Officer, Arena Investors, LP

Panelists
Bill Cisneros, President, Primary Wave IP Investment Management
Barry Lau, Managing Partner & Chief Investment Officer, Adamas Asset Management
Keith Lee, Co-Founder, Feenix Venture Partners
Ben Radinsky, Managing Director of Research, Lloyd Crescendo – Asset Management

7:15 PM | Q&A

7:25 PM | CLOSING REMARKS

Kris Thiessen, CFA, CAIA, EA, Founder, Managing Partner, Helix Management

7:30 PM | NETWORKING & CATERED RECEPTION
Additional DetailsLearning Outcomes

Understand the meteoric rise of interest in private debt strategies
Understand how asset owners are approaching private debt and where it fits into their allocations
Understand how private debt managers are finding opportunities in a seemingly crowded marketplace

2nd Annual Digital Asset Conference
2019-04-02 15:00 - 19:00
OverviewThe 2017 crypto boom brought often overstated and sometimes impossible claims of institutional investment and adoption by 2018. Custody issues, liquidity, regulatory uncertainty, bad actors, security and importantly, a 75% price decline all slowed the pace of institutional adoption.
Just when digital assets appeared to be all but forgotten, JP Morgan announced the JPM Coin, to be used for international payments, securities transactions, and treasury services. Other coin announcements are soon to follow. The Yale Investment office invested in Andreessen Horowitz’s $350 million a16z crypto venture fund. And in a February 2019 Cambridge Associates suggested it was time for institutions to begin exploring crypto assets.
At this conference, we’ll uncover the multifaceted adoption of digital assets by institutions, and the risks and opportunities that lie ahead.
Agenda3:00 PM | REGISTRATION
3:40 PM | OPENING REMARKS
Carole K. Crawford, CFA, Managing Partner, fincap360

KEYNOTE SPEAKERS

Introduced by Peter Went, CFA
3:45 PM – Sandra Ro, CEO, Global Blockchain Business Council

Introduced by Brandon Neal
4:25 PM – Antoine Martin, Senior Vice President, Federal Reserve Bank of New York

Introduced by Brandon Neal
5:05 PM – Brice Wilson, CFA, Chief Operating Officer, Global Head of Asset Management, XBTO Group

Introduced by James Adams, CFA
5:45 PM – Caitlin Kaldany, CFA, Associate Manager, Regulatory & Analytics Solutions, SS&C Technologies Holdings, Inc.

5:55 PM – BREAK

Introduced by Maribeth Martorana, CFA
6:05 PM – Cristina Dolan, CEO, Insidechains;Co-Founder and CEO, SDX

Introduced by Fabien Legland, CFA
6:45 PM – Isabelle Corbett, Head of Regulatory Affairs and Public Sector Partnerships at R3

7:25 PM | CLOSING REMARKS
7:30 PM | CATERED NETWORKING RECEPTION
Learning Outcomes

Understanding the state of central bank issued digital currencies, what they solve and don’t solve.
Insight into digital assets in investment management, and in a portfolio context.
Understanding of the role digital assets, tokenization, and smart contracts can play in capital markets and cross border payments.
A framework for evaluating adoption digital assets and blockchain, including similarities and differences to the internet.
