Board of Directors Candidate Application

I am a Member in good standing of CFA Society New York. I have completed this application and the attached documents, and all of the information contained in this application and the attached documents is true. I have read the job description of the position for which I am applying. I understand what my duties and role would be and, if selected as a candidate for the role and approved by the membership of CFA Society New York, I am willing to make the commitment of time and energy required for service on the CFA Society New York Board of Directors.

I understand that it is the expectation of CFA Society New York that people who accept leadership positions on the CFA Society New York Board of Directors recognize that leadership entails:

• Mentoring and supporting other members


• Working cooperatively and in good faith with all other CFA Society New York constituents, including members of the Board of Directors, committee leaders, members, and staff


• Being and remaining in good financial standing at CFA Society New York


• Meeting the Board of Directors basic criteria, including attendance at meetings, participation on at least one board committee, and signing the governance forms

In consideration of, and as a condition of, being considered by CFA Society New York as a nominee for election to the Board of Directors, the applicant, by signing this application, does hereby expressly represent and agree that he or she will comply with all applicable law, rules and regulations and the policies of CFA Society New York, will maintain CFA Society New York’s nonpublic information as confidential, will observe and discharge all duties of a director of CFA Society New York in good faith (if nominated and elected) and will not commence any lawsuit or proceeding against CFA Society New York related to or arising out of the nomination and/or election processes.