Conference / Seminar, Global Passport, Performance & Risk Analytics, Virtual Events & Programming

Fiduciary Gap: The Role of Proxy Voting and Shareholder Voting in Effective Client Relationships

April 5, 2023 | 12:00 PM - 1:30 PM

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Overview

Proxy voting has long been a vital tool in issuer corporate governance. Recently, it has also become an increasingly important tool for asset managers to maximize financial performance for their clients. This debate is all about the balance of the power in the boardroom – issuers, asset managers or their clients. Given the growing divergence in ESG opinions across political, economic, and geographic lines, how do we balance fiduciary duty by asset managers with social values from asset owners, and corporate responsibility from issuer companies? How do we bring both process transparency and expert care to asset management clients, who increasingly demand both performance and experience? How do we propel the World into collective actions of tackling global issues, while preserving investor protection in individual choices and fair disclosures? In other words, balancing the risk of green-washing and the risk of green-wishing? For this debate, we’ve brought together two prominent activist investors, from each side of the Atlantic, who have embarked on their own journey of upholding fiduciary duty and maximizing value creation for investors.

Agenda

12:00 PM | WELCOMING REMARKS

Allen Xiao, CFA, CPA, FCSI, Co-Chair, Performance ad Risk Analytics Group

12:05 PM | PANEL DISCUSSION

Moderator

Georgia Stewart, CEO, Tumelo

Panelist

Giuseppe Bivona, Partner and Co-CIO, Bluebell Partners Ltd.

Vivek Ramaswamy, Co-founder and former Executive Chairman, Strive Asset Management

1:30 PM |  CLOSING REMARKS

Steven J. Lerit, CFA, Co-Chair, Performance ad Risk Analytics Group

Additional Details

Learning Outcomes

  • Fiduciary Duty Changes
  • Proxy Impacts

Sponsorship Overview

For over 80 years, CFA Society New York—formerly known as New York Society of Security Analysts (NYSSA)—has been a leading forum for the exchange of information among investment professionals. Our mission is to raise standards of practice in the industry for the ultimate benefit of society. Towards that goal, CFA Society New York content is curated by volunteer practitioner interest groups that strive to shape the future of the industry. A bold line exists between the financial support by organizations to maintain the quality of our programming and the selection of speakers who contribute to dialogue in our community. To that end, a ceaseless commitment to transparency is something we consider foundational to our cause.

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Inclement weather

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Refunds, Cancellations, and Substitutions

  • 72 HOURS ADVANCED NOTICE OR MORE:
    • Full refund issued
  • WITHIN 48 HOURS OR AFTER EVENT HAS STARTED:
    • No refund

All requests for cancellation or refunds must be sent to seminars@cfany.org.

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CFA Society New York, Inc. (“CFA NY”) is not a Registered Investment Advisor, Broker/Dealer, Financial Analyst, Financial Bank, Securities Broker, or Financial Planner. While CFA NY seeks to present accurate and reliable information, CFA Society New York does not endorse, approve, or certify such information, nor does it warrant or guarantee the accuracy, completeness, efficacy, timeliness, or fitness of such information for any particular purpose. Information presented may or may not be current as of the date of the presentation, and CFA Society New York has no duty to update and maintain the information, reports, or statements made during events.

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